Compliance Officer / Senior Compliance Officer

About the role

The Compliance Officer / Senior Compliance Officer ensures that Tantum AG operates in full accordance with legal, regulatory and internal standards. Reporting to the Chief of Legal & Compliance, the role supports the development and continuous improvement of the Compliance Management System across the organisation.

Key responsibilities

• Develop, implement and maintain compliance policies, directives and processes.
• Conduct regular compliance monitoring, internal audits and risk assessments.
• Perform KYC, KYB, CDD and Enhanced Due Diligence for new and existing clients.
• Analyse corporate structures to identify ultimate beneficial owners and conduct PEP, sanctions and adverse media screenings.
• Detect, analyse and escalate suspicious transactions, preparing SAR/FIU reports as required.
• Monitor regulatory developments (AML/CFT, PSD2/PSD3, MiCA, GDPR, etc.) and support implementation of new requirements.
• Prepare regulatory filings, respond to authority inquiries and support internal/external audits.
• Deliver AML, KYC and compliance training to employees.
• Collaborate with Product, IT, Finance, Operations, HR and other departments to ensure regulatory compliance.

Required profile

• Strong knowledge of European regulatory frameworks such as AML/CFT, PSD2/PSD3, MiCA, e‑money and GDPR.
• Proven experience conducting KYC, CDD, EDD and filing suspicious activity reports.
• Ability to design and improve compliance policies and perform internal audits.
• Excellent analytical skills for assessing complex ownership structures and risk assessments.
• Effective communication and teamwork across multiple business functions.

Required skills

What we offer

• Opportunity to work in a fast‑growing fintech environment.
• Exposure to a wide range of regulatory topics and cross‑functional projects.
• Flexible work arrangements (remote, hybrid or onsite).