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Regulatory Compliance Specialist (70% part‑time)

LGT Private Banking · Vaduz

Mid 🇬🇧 English
Microsoft Office Suite

Stellenbeschreibung

About the role

The Regulatory Compliance Specialist will ensure LGT Gruppe Holding AG complies with all relevant financial regulations and internal policies across its global operations. Working closely with international entities, you will monitor regulatory developments, implement compliance frameworks, and advise business units on regulatory impact.

Key responsibilities

  • Monitor and analyse new regulatory requirements (e.g., MiFID II, AML, GDPR, CRD) affecting global operations.
  • Develop, implement and maintain internal compliance policies, procedures and controls.
  • Coordinate group‑wide regulatory topics with international subsidiaries.
  • Provide technical support for compliance programmes deployed across the group.
  • Conduct regular compliance risk assessments and identify potential gaps.
  • Advise business units on regulatory matters and deliver training sessions.
  • Assist in preparing and submitting regulatory reports and disclosures.
  • Liaise with internal and external auditors and regulatory bodies.
  • Participate in projects to enhance the compliance framework and systems.

Required profile

  • Bachelor’s degree in Law, Finance, Business Administration or a related field (Master’s or professional certification is a plus).
  • 3‑5 years of experience in regulatory compliance within financial services.
  • Strong knowledge of MiFID II, AML, GDPR, CRD and international compliance standards.
  • Excellent analytical ability to interpret complex regulations.
  • Fluent written and spoken German and English.

Required skills

  • Proficiency in Microsoft Office Suite.

What we offer

  • Long‑term development opportunities in a dynamic, family‑owned private banking group.
  • Attractive working conditions, social benefits and a unique corporate culture.
  • Commitment to diversity and inclusion.

Questions fréquentes

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Veröffentlicht vor 1 Monat

Läuft ab in 1 Woche

28 Ansichten · 0 interested

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LGT Private Banking

Vaduz